Available4 endpoints$0.01 per successful call

Financial & Securities API

SEC EDGAR filings, FDIC bank data, and FINRA BrokerCheck.

Base URL · https://api.compliancegrid.ai/v1/financial

Search SEC registrants · no signuplive data

Company name

Try or .

What it checks

The Financial & Securities API aggregates data from three major financial regulators. Search SEC EDGAR for public company filings (10-K, 10-Q, 8-K) by company name or CIK number. Look up FDIC-insured banks by name, state, or CERT number with total assets and deposits. Search FINRA BrokerCheck for registered brokers and firms by name, CRD number, or state.

SEC EDGAR company search using the official company tickers JSON
SEC EDGAR filings lookup by CIK number with form type filtering
FDIC BankFind institution search with state and active status filters
FDIC institution lookup by CERT number with assets and deposits
FINRA BrokerCheck broker search by name, CRD, firm, or state
FINRA BrokerCheck firm search by name, CRD, or state
SEC EDGAR and FDIC data from government sources, with the source stated in meta.dataSource
FINRA disciplinary data (a subset of FINRA records; see meta.dataSource)

Endpoints

Method	Path	What it does
GET	/v1/financial/sec/search	Search SEC EDGAR for public companies.	Docs
GET	/v1/financial/sec/filings/{cik}	Get recent SEC filings for a company by CIK number.	Docs
GET	/v1/financial/fdic/search	Search FDIC-insured institutions.	Docs
GET	/v1/financial/finra/brokers	Search FINRA BrokerCheck for registered brokers.	Docs

Request and response

// Search SEC EDGAR for Apple filings
const sec = await fetch(
  "https://api.compliancegrid.ai/v1/financial/sec/search?q=apple",
  { headers: { "Authorization": "Bearer " + process.env.CG_TOKEN } }
);
const companies = await sec.json();
console.log(companies.results[0].entityName); // "Apple Inc."
console.log(companies.results[0].cik);        // "0000320193"

// Look up FDIC bank by CERT number
const bank = await fetch(
  "https://api.compliancegrid.ai/v1/financial/fdic/institution/3511",
  { headers: { "Authorization": "Bearer " + process.env.CG_TOKEN } }
);
const data = await bank.json();
console.log(data.institution.institutionName);
console.log(data.institution.totalAssets);

Example response

{
  "success": true,
  "query": "apple",
  "results": [
    {
      "cik": "0000320193",
      "entityName": "Apple Inc.",
      "tickers": ["AAPL"]
    }
  ],
  "totalResults": 3,
  "dataSource": {
    "name": "SEC EDGAR Company Tickers",
    "apiUrl": "https://data.sec.gov/files/company_tickers.json"
  }
}

Good to know

Results are information for your review, not legal advice or a compliance determination. Your reviewer makes the final call.
Every response carries its source and the list version, so the result can go in your audit file.
The sandbox returns mock data and production returns live data. Build in the sandbox and switch your key to go live.

Pricing

$0.01per successful call